Regional Greenhouse Gas Initiative

an initiative of the Northeast and Mid-Atlantic States of the U.S.

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Auction Materials

Thank you for your interest in RGGI auctions for CO2 allowances.  This page provides all of the information and forms you will need to apply to bid in the current RGGI auction.

There are four steps to become approved to bid in a RGGI auction:

  1. Read the Auction Notice for detailed instructions and procedures
  2. Complete the Qualification Application
    (Required for first time applicants and for bidders with material changes to their applications)
  3. Complete the Intent to Bid Form
    (Required for all applicants and bidders for each auction)
  4. Following notification of qualification, post financial security by cash, bond, or letter of credit

Auction Documents

  Document Format Updated
1 Auction Notice for CO2 Allowance Auction 7 on 03/10/2010 PDF 01/12/10
2 Auction Qualification Application - Version 3.0 DOC 01/12/10
3 Intent to Bid for CO2 Allowance Auction 7 on 3/10/2010 DOC 01/12/10
4 Auction Notice, Appendix A - Form of Bid Bond DOC 01/12/10
5 Auction Notice, Appendix B - Wire Transfer Remittance Form DOC 01/12/10
6 Auction Notice, Appendix C - Certified Funds Remittance Form DOC 01/12/10
7 Auction Notice, Appendix D - Form of Irrevocable Letter of Credit DOC 01/12/10
8 Auction Notice Appendix E - Financial Security Allocation Form DOC 01/12/10
9 Auction Notice Appendix G - Secondary Authorized Auction Representative Authorization Form DOC 01/12/10
10 Auction 7 Schedule PDF 01/12/10
11 Frequently  Asked Questions PDF  01/12/10
12 Webinar Participation Instructions PDF 01/12/10
13 Auction Webinar Presentation (Slides Only) PDF 01/12/10
14 Auction Webinar (Slides and Audio)   01/19/10


Question Window

The Question Window is open from 8:00am ET January 12 - 5:00pm ET January 15. Send questions by email to auctionmanager@worldenergy.com. An updated "FAQ" document, as needed, will be posted no later than 12:00pm ET on January 20.

To review materials from previous auctions, please refer to Old Auction Notices.