Regional Greenhouse Gas Initiative

an initiative of the Northeast and Mid-Atlantic States of the U.S.

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As part of RGGI, Inc.'s ongoing work to share best practices for implementation of the Carbon Dioxide (CO2) Budget Trading Programs, this section of the website makes available documents related to RGGI, Inc.'s tax filings, scope of work, budget and policies. This section also makes available minutes of the meetings of the Board of Directors. RGGI, Inc. is a 501(c)(3) non-profit corporation. 

 

Legal Documents
Format Size
Certificate of Incorporation PDF 324 KB
Organization By-laws PDF 96 KB
W-9 PDF 273 KB
NY State Tax Exempt Certificate PDF 430 KB

 

Tax Filings
Format Size
2015 IRS Form 990 PDF 14.9 MB
2015 NYS CHAR 500 PDF 2.8 MB
2014 IRS Form 990 PDF 15 MB
2014 NYS CHAR 500 PDF 5.8 MB
2013 IRS Form 990 PDF 4.7 MB
2013 NYS CHAR 500 PDF 4.2 MB
2012 IRS Form 990 PDF 877 KB
2012 NYS CHAR 500 PDF 390 MB
2011 IRS Form 990 PDF 4.0 MB
2011 NYS CHAR 500 PDF 1.6 MB
2010 IRS Form 990 PDF 2.85 MB
2010 NYS CHAR 500 PDF 0.81 MB
2009 IRS Form 990 PDF 2.67 MB
2009 NYS CHAR 500 PDF 1.04 MB
2008 IRS Form 990 PDF 1.15 MB
2008 NYS CHAR 500 PDF 1 MB
2007 IRS Form 990 PDF 1.66 MB
2007 NYS CHAR 500 PDF 544 KB

 

Financial Statements Format Size
2017 Budget PDF 99 KB
2016 Year-End Audited Financial Statements PDF 1.9 MB
2016 Budget PDF 99 KB
2015 Year-End Audited Financial Statements PDF 1.9 MB
2015 Budget PDF 96 KB
2014 Year-End Audited Financial Statements PDF 741 KB
2014 Budget PDF 57 KB
2013 Year-End Audited Financial Statements PDF 129 KB
2013 Budget PDF 75 KB
2012 Year-End Audited Financial Statements PDF 1.8 MB
2012 Budget PDF 81 KB
2011 Year-End Audited Financial Statements PDF 1.4 MB
2011 Budget PDF 91 KB
2010 Year-End Audited Financial Statements PDF 768 KB
2010 Budget PDF 94 KB
2009 Year-End Audited Financial Statements PDF 768 KB
2009 Budget PDF 91 KB
2008 Year-End Audited Financial Statements PDF 580 KB
2008 Budget PDF 78 KB
2007 Year-End Audited Financial Statements PDF 339 KB

 

Policies and Guidelines of the Corporation Format Size
Certificate of Incorporation PDF 324 KB
Organization By-laws PDF 66 KB
Audit Committee Charter PDF 43 KB
Ethical Guidelines & Conflict of Interest (COI) Policy PDF 106 KB
COI Disclosure Questionnaire PDF 161 KB
Whistleblower Protection Policy PDF 20 KB
Retention of Business Records Policy PDF 30 KB
Material Information Policy PDF 94 KB
Compliance with Document Request Policy PDF 223 KB
Policy on Pre-Employment Criminal and Financial Background Checks PDF 34 KB
Auction Proceeds Account Management Protocol PDF 311 KB
Guidelines on RGGI, Inc. Board of Directors Meetings  PDF 37 KB

 

Contracts with States Format Size
Connecticut PDF 2.1 MB
Delaware PDF 627 KB
Maine PDF 409 KB
Maryland PDF 6.3 MB
Massachusetts PDF 1.3 MB
New Hampshire PDF 1.8 MB
New York PDF 1.1 MB
Rhode Island PDF 1.2 MB
Vermont PDF 373 KB