Regional Greenhouse Gas Initiative

an initiative of the Northeast and Mid-Atlantic States of the U.S.

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As part of RGGI, Inc.'s ongoing work to share best practices for implementation of the Carbon Dioxide (CO2) Budget Trading Programs, this section of the website makes available documents related to RGGI, Inc.'s tax filings, scope of work, budget and policies. This section also makes available minutes of the meetings of the Board of Directors. RGGI, Inc. is a 501(c)(3) non-profit corporation. 

 

Legal Documents
 Format Size
Certificate of Incorporation PDF 324 KB
Organization Bylaws PDF 96 KB
W-9 PDF 273 KB
NY State Tax Exempt Certificate PDF 430 KB

 

Tax Filings
 Format Size
2011 IRS Form 990 PDF 4.0 MB
2011 NYS CHAR 500 PDF 1.6 MB
2010 IRS Form 990 PDF 2.85 MB
2010 NYS CHAR 500 PDF 0.81 MB
2009 IRS Form 990 PDF 2.67 MB
2009 NYS CHAR 500 PDF 1.04 MB
2008 IRS Form 990 PDF 1.15 MB
2008 NYS CHAR 500 PDF 1 MB
2007 IRS Form 990 PDF 1.66 MB
2007 NYS CHAR 500 PDF 544 KB

 

Financial Statements Format Size
2012 Budget PDF 69 KB
2011 Year-End Audited Financial Statements PDF 1.4 MB
2011 Budget PDF 15 KB
2010 Year-End Audited Financial Statements PDF 768 KB
2010 Budget PDF 15 KB
2009 Year-End Audited Financial Statements PDF 768 KB
2009 Budget PDF 15 KB
2008 Year-End Audited Financial Statements PDF 580 KB
2008 Budget PDF 15 KB
2007 Year-End Audited Financial Statements PDF 339 KB

 

Policies of the Corporation Format Size
Articles of Incorporation PDF 324 KB
By-Laws PDF 66 KB
Audit Committee Charter PDF 43 KB
Ethical Guidelines & Conflict of Interest (COI) Policy PDF 39 KB
COI Disclosure Questionnaire PDF 43 KB
Whistleblower Protection Policy PDF 20 KB
Retention of Business Records Policy PDF 30 KB
Material Information Policy PDF 94 KB
Compliance with Document Request Policy PDF 223 KB
Policy on Pre-Employment Criminal and Financial Background Checks PDF 34 KB
Auction Proceeds Account Management Protocol PDF 311 KB

 

Contracts with States Format Size
Connecticut PDF 2.2 MB
Delaware PDF 1.8 MB
Maine PDF 1.3 MB
Maryland PDF 6.3 MB
Massachusetts PDF 409 KB
New Hampshire PDF 1.8 MB
New York PDF 1.1 MB
Rhode Island PDF 970 KB
Vermont PDF 373 KB