Regional Greenhouse Gas Initiative

an initiative of the Northeast and Mid-Atlantic States of the U.S.

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As part of RGGI, Inc.'s ongoing work to share best practices for implementation of the Carbon Dioxide (CO2) Budget Trading Programs, this section of the website makes available documents related to RGGI, Inc.'s tax filings, scope of work, budget and policies. This section also makes available minutes of the meetings of the Board of Directors. RGGI, Inc. is a 501(c)(3) non-profit corporation. 


Legal Documents
Format Size
Certificate of Incorporation PDF 324 kb
Organization Bylaws PDF 96kb
W-9 PDF 273kb
NY State Tax Exempt Certificate PDF 430kb

 

Tax Filings
Format Size
2010 IRS Form 990 PDF 2.85MB
2010 NYS CHAR 500 PDF 0.81MB
2009 IRS Form 990 PDF 2.67MB
2009 NYS CHAR 500 PDF 1.04MB
2008 IRS Form 990 PDF 1.15MB
2008 NYS CHAR 500 PDF 1MB
2007 IRS Form 990 PDF 1.66MB
2007 NYS CHAR 500 PDF 544kb

 

Financial Statements Format Size
2011 Budget PDF 15KB
2010 Year-End Audited Financial Statements PDF 2.85MB
2010 Budget PDF 15KB
2009 Year-End Audited Financial Statements PDF 2.67MB
2009 Budget PDF 15KB
2008 Year-End Audited Financial Statements PDF 1.5MB
2008 Budget PDF 15KB

 

Policies of the Corporation Format Size
Articles of Incorporation PDF 324 KB
By-Laws PDF 66KB
Audit Committee Charter
PDF 43KB
Ethical Guidelines & Conflict of Interest (COI) Policy PDF 39KB
COI Disclosure Questionnaire PDF 43KB
Whistleblower Protection Policy PDF 20KB
Retention of Business Records Policy PDF 30KB
Material Information Policy
PDF 94KB
Compliance with Document Request Policy
PDF 223KB
Policy on Pre-Employment Criminal and Financial Background Checks
PDF 34KB
Auction Proceeds Account Management Protocol
PDF 311KB

 

Contracts with States Format Size
Connecticut PDF 745KB
Delaware PDF 1000KB
Maine PDF 1000KB
Maryland PDF 1461KB
Massachusetts PDF 1300KB
New Hampshire PDF 512KB
New York
PDF 841KB
Rhode Island PDF 867KB
Vermont
PDF 1000KB